Retail Investment and Insurance Services
Our dedicated, licensed professionals will provide you with personalized strategies to address your investment and financial planning needs. Our Investment Representatives offer services for the individual who wants to conservatively diversify and actively work with an investment counselor. We specialize in increasing income, decreasing taxes and seeking to grow net worth. We work with individuals and small businesses for all of your retirement needs.
Check the background of investment professionals associated with this site on FINRA’s BrokerCheck.
Products and Services Include:
- Mutual Funds
- Annuities (Fixed and Variable)
- Individual Stocks and Bonds
- Real Estate Investment Trusts (1031 eligible)
- Financial Planning
- Asset Allocation
- College Funding
- 529 Plans
- Retirement Planning
- Estate Planning
- Business Continuation Planning
- Asset Management
- Life Insurance
- Long Term Care Solutions
- Qualified Retirement Plans
- IRA
- SEP-IRA
- 5304 Simple IRA
- 401k
- Profit Sharing
- Safe Harbor Plans
- Non-Qualified Retirement Plans
- Sweep Accounts
Bank of Stockton Retail Investment and Insurance Services: 209-929-1456.
Your Bank (“Financial Institution”) provides referrals to financial professionals of LPL Financial LLC (“LPL”) pursuant to an agreement that allows LPL to pay the Financial Institution for these referrals. This creates an incentive for the Financial Institution to make these referrals, resulting in a conflict of interest. The Financial Institution is not a current client of LPL for brokerage or advisory services.
Please visit https://www.lpl.com/disclosures/is-lpl-relationship-disclosure.html for more detailed information.
Financial consultants are registered with, and Securities and advisory services are offered through LPL Financial (LPL), a registered investment advisor and broker-dealer (member FINRA/SIPC). Insurance products are offered through LPL or its licensed affiliates. Bank of Stockton and Investment & Insurance Services are not registered as a broker-dealer or investment advisor. Registered representatives of LPL offer products and services using Investment & Insurance Services, and may also be employees of Bank of Stockton. These products and services are being offered through LPL or its affiliates, which are separate entities from, and not affiliates of, Bank of Stockton or Investment & Insurance Services. Securities and insurance offered through LPL or its affiliates are:
Not Insured by FDIC or Any other Government Agency
Not Bank Guaranteed
Not Bank Deposits or Obligations
May Lose Value
The LPL Financial registered representative(s) associated with this website may discuss and/or transact business only with residents of the states in which they are properly registered or licensed. No offers may be made or accepted from any resident of any other state.